This notice is being provided by WWC Capital Group, LLC, because
you are either a customer or an investor.
Our firm is required to disclose its policy for keeping personal
information on individual clients under SEC guidelines. These guidelines
are oriented toward individual consumer information and the dissemination
or sale of that information to third parties. We generally do not
possess or collect individual financial information, but we are
committed to keeping any personal information collected from our
potential, current and former customers and investors confidential
and secure. Our policy is to not sell this information to any outside
parties.
Customer Information
We collect and keep only information that is necessary for us to
provide services requested by you and to administer your business
with us. We may collect nonpublic personal information as a result
of transactions with us, our affiliates or others. This could include
information received as part of a private placement of securities,
information received as part of our merger or acquisition work,
or another reason.
Sharing Information
We only share your nonpublic personal information with non-affiliated
companies or individuals as directed by you, permitted by law, to
complete due diligence, comply with legal or regulatory requirements.
In the normal course of our business, we may disclose information
we collect about you to companies or individuals that contract with
us to perform servicing functions such as:
- Record keeping
- Computer related services
- Good faith disclosure to regulators who have regulatory authority
over our firm
- Companies we hire to provide support services are not allowed
to use your personal information for their own purposes and are
contractually obligated to maintain strict confidentiality. We
limit their use of your personal information to the performance
of the specific service we have requested.
We do not provide your personally identifiable information to mailing
list vendors or solicitors for any purpose.
When we provide personal information to a service provider, we
require these providers to agree to safeguard your information,
to use the information only for the intended purpose, and to abide
by applicable law.
Employee Access to Information
Only employees with a valid business reason have access to your
personal information. These employees are educated on the importance
of maintaining the confidentiality and security of this information.
They are required to abide by our information handling practices.
Protection of Information
We maintain security standards to protect your information, whether
written, spoken, or electronic. We update and test our systems to
ensure the protection and integrity of information.
Maintaining Accurate Information
Our goal is to maintain accurate customer and investor records in
accordance with industry standards. We have procedures in place
to keep information current and complete, including timely correction
of inaccurate information.
Disclosure of our Privacy Policy
We recognize and respect the privacy concerns of our potential,
current and former customers and investors. We are committed to
safeguarding this information. As a member of the financial services
industry, we are providing this Notice of Privacy Policy for informational
purposes and will update and distribute it as required by law. It
is also available upon request.
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